Helpful Resources and Links

The following are links to publicly available websites

Trade Compliance

OFAC’s Website

A Framework for OFAC Compliance Commitments

Further Enhancements to our Voluntary Self-Disclosure Process (1/16/22)

Consolidated Screening List Search Engine

ITAR Compliance Program Guidelines

European Union Sanctions Information

The UK Sanctions List

Compliance Program Guidance

U.S. Department of Justice Criminal Division, Evaluation of Corporate Compliance Programs (Updated March 2023)

Justice Manual, 9-28.000 - Principles of Federal Prosecution of Business Organizations

Deputy Attorney General Lisa Monaco’s 9/15/22 Memo, “Further Revisions to Corporate Criminal Enforcement Policies Following Discussions with Corporate Crime Advisory Group”

DOJ’s “Voluntary Self Disclosure and Monitor Selection Policies”

Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations

FinCEN Small Entity Compliance Guide

HHS OIG General Compliance Program Guidance (November 2023)

HHS OIG “Measuring Compliance Program Effectiveness: A Resource Guide”

AdvaMed Code of Ethics: On interactions with U.S. healthcare professionals

UK Serious Fraud Office “Guidance for corporates” (including “Evaluating a Compliance Programme”)

Other

GDPR.EU Complete guide to GDPR compliance

Anti-Bribery/Anti-Corruption Resources

A Resource Guide to the U.S. Foreign Corrupt Practices Act, Second Edition

The UK Bribery Act 2010 Guidance

UK Serious Fraud Office (Providing Bribery Act Guidance)

Transparency International UK, “Global Anti-Bribery Guidance”

Transparency International’s Corruption Perception Index

TRACE Bribery Risk Matrix

Stanford LawSchool Foreign Corrupt Practices Act Clearinghouse (a collaboration with Sullivan & Cromwell LLP)